Harold David Douglas Jack

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP

    FRN 530083

    • [FCA CF] Manager of certification employee (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Jan 2017 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Oct 2008 to 15 Jul 2016)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.