Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harry Knowlton

  IRN HXK00070

  • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2022)
• Harry McAdam

  IRN HXM00244

  • [FCA CF] Client dealing (since 23 Mar 2023)
• Haruko Fukuda

  IRN HXF01019

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 3 Jun 2005)
• Harvey Scriven

  IRN HXS00062

  • [FCA CF] Client dealing (28 Jun 2021 to 24 Apr 2023)
• Hayley Ann Fenton

  IRN HAF01030

  • CF30 Customer (17 Nov 2015 to 10 May 2017)
• Helena Miles

  IRN HXM01534

  • CF30 Customer (18 Sep 2013 to 1 Aug 2014)
• Henrietta Rachel Jane Simmonds

  IRN HRS01011

  • CF21 Investment Adviser (1 Oct 2003 to 8 Nov 2004)
• Henrik Bent Gregers Nielsen

  IRN HBN01001

  • CF21 Investment Adviser (18 Feb 2005 to 6 May 2005)
• Henrik Sundvik

  IRN SXH02355

  • CF30 Customer (3 Sep 2016 to 29 Aug 2018)
• Henry Monkcom

  IRN HXM01697

  • CF30 Customer (19 Oct 2015 to 16 Jun 2017)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.