Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henry Roth

  IRN HXR00066

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2022)
• Hernan Sorate de la Fuente

  IRN HXS01647

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
• Hishaam James Mirza

  IRN HJM01078

  • CF30 Customer (20 Dec 2007 to 3 Feb 2009)
• Ho-Yan Man

  IRN HXM01108

  • CF30 Customer (1 Nov 2007 to 24 Feb 2011)
  • CF23 Corporate Finance Adviser (16 Feb 2004 to 31 Oct 2007)
• Hoang Nguyen

  IRN HXN00151

  • [FCA CF] Client dealing (since 11 Mar 2026)
• Howard Coates

  IRN HBC01005

  • [FCA CF] Client dealing (since 1 Dec 2020)
• Howard Ernest Durey

  IRN HED01008

  • CF1 Director (1 Dec 2001 to 31 Jul 2002)
• Hubert Lugagne Delpon

  IRN HXL01138

  • CF28 Systems and controls (9 Mar 2009 to 7 Jun 2012)
• Hugh Richards

  IRN HXR00091

  • [FCA CF] Client dealing (since 17 May 2021)
• Ian Robert MacDonald

  IRN IRM01030

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 7 Feb 2003)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.