Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Glen Peter Thielemans

  IRN GPT01020

  • CF21 Investment Adviser (2 Nov 2004 to 6 May 2005)
• Glen Thomas Andrews

  IRN GTA01011

  • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
  • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
• Gonzalo Entrecanales

  IRN GXE01220

  • CF30 Customer (23 Mar 2015 to 7 Jun 2017)
• Graham Dugald Croll Stark

  IRN GDS01049

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 26 Sep 2004)
• Graham James Keniston-Cooper

  IRN GJK01034

  • CF27 Investment Management (13 Feb 2004 to 19 Jul 2005)
  • CF21 Investment Adviser (13 Feb 2004 to 19 Jul 2005)
• Graham Peter Jones

  IRN GPJ01008

  • CF21 Investment Adviser (1 Nov 2004 to 6 May 2005)
• Gregory Alexander Edwin Johnson

  IRN GAJ01053

  • [FCA CF] Client dealing (since 16 Nov 2020)
• Gregory Bret

  IRN GXB01259

  • CF30 Customer (1 Nov 2007 to 1 May 2009)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
• Gregory John Healey

  IRN GJH01155

  • CF30 Customer (1 Nov 2007 to 3 Jan 2012)
  • CF23 Corporate Finance Adviser (15 Feb 2007 to 31 Oct 2007)
• Gregory Ridgway Myers

  IRN GRM01104

  • CF1 Director (15 Jun 2009 to 13 Aug 2010)
  • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
  • CF23 Corporate Finance Adviser (19 Aug 2004 to 31 Oct 2007)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.