Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carolina Alves

    IRN CXA73940

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2021)
  • Caroline Kracke

    IRN CXK01271

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2020)
    • CF30 Customer (16 Jul 2014 to 8 Dec 2019)
  • Caroline Mary Watson

    IRN CMW01073

    • CF21 Investment Adviser (4 May 2004 to 6 May 2005)
  • Carolyn Sims

    IRN CXK01052

    • CF13 Finance (5 Oct 2004 to 2 Apr 2007)
    • CF1 Director (5 Oct 2004 to 2 Apr 2007)
  • Carsten Andreas Seiler

    IRN CAS01089

    • CF30 Customer (1 Nov 2007 to 20 Apr 2012)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • Catarina Maria Castela Carneiro

    IRN CXC00256

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2020)
  • Catharine Rebecca Foster

    IRN CRF01041

    • SMF3 Executive Director (since 14 Feb 2022)
    • [FCA CF] Material risk taker (since 4 Jan 2022)
  • Catherine Danner

    IRN CXD07868

    • [FCA CF] Material risk taker (since 4 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (12 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Nov 2018 to 8 Dec 2019)
  • Catherine Lee

    IRN CXL06508

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2021)
    • CF30 Customer (26 Sep 2018 to 8 Dec 2019)
  • Catherine Perowne

    IRN CXB01675

    • CF23 Corporate Finance Adviser (31 May 2005 to 19 Jun 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.