Caroline Mary Watson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (13 Feb 2012 to 21 Mar 2015)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (23 Aug 2011 to 3 Feb 2012)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF21 Investment Adviser (4 May 2004 to 6 May 2005)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (5 Sep 2003 to 28 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.