Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian James Robertson

    IRN BJR01067

    • CF30 Customer (10 Jul 2013 to 10 Oct 2014)
  • Bruce Wasserstein

    IRN BXW01140

    • CF30 Customer (1 Nov 2007 to 14 Oct 2009)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (2 Jan 2002 to 31 Oct 2007)
    • CF1 Director (2 Jan 2002 to 1 Dec 2002)
  • Bryony Elizabeth Louise Chishick

    IRN BED01011

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
    • CF30 Customer (24 Nov 2018 to 8 Dec 2019)
  • Bryony Jane Tomlinson

    IRN BJT01084

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2023)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Caitlin Martin

    IRN CXM02182

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • Cameron Mackintosh

    IRN CXM00323

    • [FCA CF] Client dealing (20 Jul 2020 to 25 Oct 2022)
  • Camilla Scott

    IRN LXS10377

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Jan 2019 to 8 Dec 2019)
  • Carl Grysolle

    IRN CXG01821

    • CF30 Customer (26 Jan 2017 to 25 Sep 2018)
  • Carl Leopold Dunning-Gribble

    IRN CLD01063

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Jan 2017 to 8 Dec 2019)
  • Carl Martin Kruge Ericsson

    IRN CMK01064

    • CF30 Customer (29 Nov 2013 to 19 Sep 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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