Laven Advisors LLP

• Principal Place of Business

  Laven Partners Ltd

  11 Old Jewry

  London

  City Of London

  EC2R 8DU

  UNITED KINGDOM

  Phone

  +4402078380010

  Web

  https://www.lavenpartners.com

• Complaints Contact

  Laven Partners Ltd

  11 Old Jewry

  London

  City Of London

  EC2R 8DU

  UNITED KINGDOM

  Phone

  +4402078380010

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arnaud ROUSSE-LACORDAIRE

  IRN AXR02822

  • CF30 Customer (6 Apr 2017 to 3 Feb 2023)
• Arturo Recio

  IRN AXR01255

  • CF1 Director (AR) (4 Oct 2022 to 29 Oct 2024)
  • CF30 Customer (26 Jul 2022 to 29 Oct 2024)
• Ashwani Roy

  IRN AXR02436

  • CF4 Partner (AR) (8 Jan 2021 to 31 May 2024)
  • CF30 Customer (8 Jan 2021 to 31 May 2024)
• Asif Sunka

  IRN AXS01468

  • CF30 Customer (23 Nov 2016 to 1 Feb 2018)
  • CF1 Director (AR) (23 Nov 2016 to 1 Feb 2018)
• Aya Suzuki

  IRN AXS02505

  • CF30 Customer (19 Apr 2024 to 3 Jul 2025)
• Barbara Brudenell-Bruce

  IRN BXB00210

  • CF30 Customer (since 6 Jun 2022)
• Barry James McCaldin

  IRN BJM01089

  • CF1 Director (AR) (7 Jun 2013 to 17 Apr 2014)
  • CF30 Customer (7 Jun 2013 to 17 Apr 2014)
• Ben Parker

  IRN BDP01029

  • CF1 Director (AR) (since 14 May 2025)
• Benjamin Fox

  IRN BXF01134

  • CF30 Customer (11 Apr 2022 to 18 Mar 2026)
  • CF4 Partner (AR) (11 Apr 2022 to 18 Mar 2026)
  • CF1 Director (AR) (11 Apr 2022 to 18 Mar 2026)
• Benjamin Thomas Kennedy

  IRN BXK00175

  • CF30 Customer (since 17 Aug 2023)
  • CF1 Director (AR) (since 17 Aug 2023)

• Luminori LLP (no longer appointed)

  FRN 826727 · Appointed 22 Nov 2018 · Until 29 Oct 2019 · Tied agent

• Clocktower Technology Ventures UK LLP (no longer appointed)

  FRN 824578 · Appointed 31 Oct 2018 · Until 2 Jan 2024 · Tied agent

• Piexton Capital Ltd (no longer appointed)

  FRN 818259 · Appointed 29 Aug 2018 · Until 3 Jul 2025 · Tied agent

• The Merchant Club UK Limited (no longer appointed)

  FRN 812643 · Appointed 29 Jun 2018 · Until 20 Feb 2023 · Tied agent

• FME Asset Management Limited (no longer appointed)

  FRN 800974 · Appointed 7 Feb 2018 · Until 25 Oct 2019 · Tied agent

• Black and Partners Investment Ltd (no longer appointed)

  FRN 799237 · Appointed 23 Jan 2018 · Until 30 Jan 2020 · Tied agent

• Corellian Global Investments Ltd. (no longer appointed)

  FRN 774395 · Appointed 18 Jan 2018 · Until 5 Jan 2021 · Tied agent

• Cordera Capital Ltd (no longer appointed)

  FRN 797988 · Appointed 5 Jan 2018 · Until 23 Mar 2018

• GMP Investment Advisors Limited (no longer appointed)

  FRN 739648 · Appointed 18 Jul 2017 · Until 13 Aug 2019 · Tied agent

• Jade Invest UK Limited (no longer appointed)

  FRN 784285 · Appointed 14 Jul 2017 · Until 20 Sep 2019 · Tied agent

No changes recorded yet.