Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Laven Advisors LLP (no longer approved here)

    FRN 447282

    • CF1 Director (AR) (23 Nov 2016 to 1 Feb 2018)
    • CF30 Customer (23 Nov 2016 to 1 Feb 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 14 Dec 2015)
    • CF21 Investment Adviser (9 Sep 2002 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.