Laven Advisors LLP

Date authorised
1 April 2013
Companies House
OC312558
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010
    Web
    https://www.lavenpartners.com

  • Complaints Contact

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matteo Caruso

    IRN MXC02031

    • CF30 Customer (9 May 2019 to 13 Mar 2020)
  • Matthew Glover

    IRN MXG00028

    • [FCA CF] Client dealing (2 Aug 2022 to 1 Mar 2023)
    • [FCA CF] Material risk taker (2 Aug 2022 to 1 Mar 2023)
  • Matthew James Barnes

    IRN MJB01488

    • [FCA CF] Material risk taker (24 Jan 2020 to 31 Aug 2022)
    • [FCA CF] Client dealing (24 Jan 2020 to 31 Aug 2022)
    • CF30 Customer (24 Jan 2020 to 31 Aug 2022)
  • Matthew John Holland

    IRN MJH01301

    • CF30 Customer (17 Mar 2015 to 6 Jul 2015)
    • CF1 Director (AR) (17 Mar 2015 to 6 Jul 2015)
  • May Anne Karatzenis-Ayas

    IRN MXK28287

    • CF30 Customer (since 10 Feb 2020)
  • Melissa Jane Baldwin

    IRN MXB01207

    • CF1 Director (AR) (12 Oct 2023 to 2 May 2024)
  • Michael Andrew Lee

    IRN MXL17406

    • CF30 Customer (22 Jul 2019 to 23 Sep 2019)
    • CF1 Director (AR) (22 Jul 2019 to 21 Jul 2020)
  • Michael Hart

    IRN MXH02269

    • CF30 Customer (29 Jan 2019 to 31 Mar 2021)
  • Michael Harte

    IRN MXH00803

    • CF30 Customer (19 Jul 2022 to 20 Oct 2022)
  • Michael James Ashley

    IRN MXA01399

    • CF30 Customer (since 13 May 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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