Laven Advisors LLP

Date authorised
1 April 2013
Companies House
OC312558
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010
    Web
    https://www.lavenpartners.com

  • Complaints Contact

    Laven Partners Ltd
    11 Old Jewry
    London
    City Of London
    EC2R 8DU
    UNITED KINGDOM
    Phone
    +4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Severine Andree Arnaud

    IRN SAA01098

    • CF30 Customer (since 27 Jul 2015)
    • CF1 Director (AR) (27 Jul 2015 to 1 Mar 2023)
  • Shaileen Morjaria

    IRN SXM02029

    • CF1 Director (AR) (25 Aug 2020 to 6 Jun 2022)
    • CF30 Customer (25 Aug 2020 to 6 Jun 2022)
  • Sharnpreet Singh Gill

    IRN SXG00647

    • CF30 Customer (3 Apr 2023 to 29 Oct 2024)
  • Sherief Rahim Mohamed

    IRN SXR00558

    • CF30 Customer (26 Jul 2022 to 29 Nov 2024)
  • Simon James Cooke

    IRN SJC01256

    • CF1 Director (AR) (since 29 Aug 2023)
    • CF30 Customer (since 29 Aug 2023)
  • Simon James Green

    IRN SXG13158

    • CF2 Non Executive Director (AR) (27 Jun 2019 to 24 Oct 2019)
  • Simon Jeremy Collins

    IRN SJC01270

    • CF2 Non Executive Director (AR) (since 20 May 2024)
  • Simon William McLoughlin

    IRN SWM01076

    • CF1 Director (AR) (14 Oct 2016 to 19 Apr 2017)
  • Simy Prakash

    IRN SXP01635

    • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 15 Jun 2007)
  • Sohaib Mir

    IRN SXM24833

    • CF30 Customer (29 Nov 2019 to 10 Sep 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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