Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (10 Mar 2014 to 23 Oct 2015)
  • Laven Advisors LLP (no longer approved here)

    FRN 447282

    • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.