Laven Advisors LLP

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FRN: 447282
Date authorised: 1 April 2013
Companies House: OC312558
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

Web

https://www.lavenpartners.com
Complaints Contact

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Arnaud ROUSSE-LACORDAIRE
IRN AXR02822
- CF30 Customer (6 Apr 2017 to 3 Feb 2023)
Arturo Recio
IRN AXR01255
- CF1 Director (AR) (4 Oct 2022 to 29 Oct 2024)
- CF30 Customer (26 Jul 2022 to 29 Oct 2024)
Ashwani Roy
IRN AXR02436
- CF4 Partner (AR) (8 Jan 2021 to 31 May 2024)
- CF30 Customer (8 Jan 2021 to 31 May 2024)
Asif Sunka
IRN AXS01468
- CF30 Customer (23 Nov 2016 to 1 Feb 2018)
- CF1 Director (AR) (23 Nov 2016 to 1 Feb 2018)
Aya Suzuki
IRN AXS02505
- CF30 Customer (19 Apr 2024 to 3 Jul 2025)
Barbara Brudenell-Bruce
IRN BXB00210
- CF30 Customer (since 6 Jun 2022)
Barry James McCaldin
IRN BJM01089
- CF1 Director (AR) (7 Jun 2013 to 17 Apr 2014)
- CF30 Customer (7 Jun 2013 to 17 Apr 2014)
Ben Parker
IRN BDP01029
- CF1 Director (AR) (since 14 May 2025)
Benjamin Fox
IRN BXF01134
- CF30 Customer (11 Apr 2022 to 18 Mar 2026)
- CF4 Partner (AR) (11 Apr 2022 to 18 Mar 2026)
- CF1 Director (AR) (11 Apr 2022 to 18 Mar 2026)
Benjamin Thomas Kennedy
IRN BXK00175
- CF30 Customer (since 17 Aug 2023)
- CF1 Director (AR) (since 17 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Finiva UK Limited (no longer appointed)
FRN 756765 · Appointed 25 Aug 2016 · Until 11 Sep 2017
Bedford Row Capital Advisers Limited (no longer appointed)
FRN 746464 · Appointed 9 May 2016 · Until 28 Dec 2017
Eldon Capital Management Limited (no longer appointed)
FRN 746465 · Appointed 9 May 2016 · Until 8 Oct 2020
1859 Cloud Limited (no longer appointed)
FRN 731375 · Appointed 11 Jan 2016 · Until 11 Feb 2019 · Tied agent
Enerfo Sugar Limited (no longer appointed)
FRN 718015 · Appointed 24 Sep 2015 · Until 13 Sep 2017
Arjun Infrastructure Partners Limited (no longer appointed)
FRN 709907 · Appointed 10 Jul 2015 · Until 9 Jul 2018
Stallion Advisers Limited (no longer appointed)
FRN 708804 · Appointed 2 Jul 2015 · Until 2 Mar 2023 · Tied agent
DASCO Partners Finance Limited (no longer appointed)
FRN 704442 · Appointed 1 Jun 2015 · Until 30 Nov 2015
Eastern Harmony Limited (no longer appointed)
FRN 680026 · Appointed 30 Mar 2015 · Until 13 Apr 2017
ALPIMA Ltd (no longer appointed)
FRN 671465 · Appointed 13 Feb 2015 · Until 26 Nov 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.