Laven Advisors LLP

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FRN: 447282
Date authorised: 1 April 2013
Companies House: OC312558
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

Web

https://www.lavenpartners.com
Complaints Contact

Laven Partners Ltd

11 Old Jewry

London

City Of London

EC2R 8DU

UNITED KINGDOM

Phone

+4402078380010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Arnaud ROUSSE-LACORDAIRE
IRN AXR02822
- CF30 Customer (6 Apr 2017 to 3 Feb 2023)
Arturo Recio
IRN AXR01255
- CF1 Director (AR) (4 Oct 2022 to 29 Oct 2024)
- CF30 Customer (26 Jul 2022 to 29 Oct 2024)
Ashwani Roy
IRN AXR02436
- CF4 Partner (AR) (8 Jan 2021 to 31 May 2024)
- CF30 Customer (8 Jan 2021 to 31 May 2024)
Asif Sunka
IRN AXS01468
- CF30 Customer (23 Nov 2016 to 1 Feb 2018)
- CF1 Director (AR) (23 Nov 2016 to 1 Feb 2018)
Aya Suzuki
IRN AXS02505
- CF30 Customer (19 Apr 2024 to 3 Jul 2025)
Barbara Brudenell-Bruce
IRN BXB00210
- CF30 Customer (since 6 Jun 2022)
Barry James McCaldin
IRN BJM01089
- CF1 Director (AR) (7 Jun 2013 to 17 Apr 2014)
- CF30 Customer (7 Jun 2013 to 17 Apr 2014)
Ben Parker
IRN BDP01029
- CF1 Director (AR) (since 14 May 2025)
Benjamin Fox
IRN BXF01134
- CF30 Customer (11 Apr 2022 to 18 Mar 2026)
- CF4 Partner (AR) (11 Apr 2022 to 18 Mar 2026)
- CF1 Director (AR) (11 Apr 2022 to 18 Mar 2026)
Benjamin Thomas Kennedy
IRN BXK00175
- CF30 Customer (since 17 Aug 2023)
- CF1 Director (AR) (since 17 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Money-Peasy.com Ltd (no longer appointed)
FRN 783759 · Appointed 7 Jul 2017 · Until 5 Jul 2018
Levendi Investment Management Limited (no longer appointed)
FRN 783607 · Appointed 6 Jul 2017 · Until 28 Dec 2017 · Tied agent
Astarte Capital Partners LLP (no longer appointed)
FRN 715658 · Appointed 13 Mar 2017 · Until 28 Feb 2019
GPD Capital (UK) Limited (no longer appointed)
FRN 764567 · Appointed 16 Nov 2016 · Until 10 Mar 2017
Cornerstone Capital Limited (no longer appointed)
FRN 762801 · Appointed 26 Oct 2016 · Until 18 Oct 2023
OPEN Cleantech Advisors Ltd (no longer appointed)
FRN 762834 · Appointed 26 Oct 2016 · Until 30 Jan 2018
Berkshire Capital Partners Limited (no longer appointed)
FRN 762150 · Appointed 19 Oct 2016 · Until 21 Feb 2018
Eclipse Capital Partners Ltd (no longer appointed)
FRN 761077 · Appointed 13 Oct 2016 · Until 1 Feb 2018
Telios Investments Limited (no longer appointed)
FRN 759597 · Appointed 30 Sep 2016 · Until 18 Nov 2021 · Tied agent
Institutional Investor Networks UK Limited (no longer appointed)
FRN 758443 · Appointed 14 Sep 2016 · Until 1 Feb 2022 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.