Date authorised
1 April 2013
Companies House
02597050
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261
  • Complaints Contact

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Falko Schlafke

    IRN FXS00295

    • [FCA CF] Client dealing (since 1 Jun 2024)
  • Fiammetta Granchi

    IRN FXG00093

    • [FCA CF] Client dealing (17 Jul 2023 to 31 Dec 2023)
  • Fiona Sharman

    IRN FXS00046

    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Gabriele Stein

    IRN GPS01051

    • CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2003)
    • CF27 Investment Management (1 Dec 2001 to 22 Oct 2003)
  • Gary Moore

    IRN GXM02118

    • [FCA CF] Material risk taker (since 1 Mar 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2024)
    • CF30 Customer (23 Sep 2013 to 8 Dec 2019)
  • Gary William Player

    IRN GXP00130

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • Gavin David Ingram

    IRN GXI00021

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • George Salisbury

    IRN GXS00815

    • [FCA CF] Client dealing (since 28 Jul 2025)
  • Gerald Francis Blundell

    IRN GFB01022

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Giles Hildick Morley

    IRN GHM01018

    • CF27 Investment Management (1 Dec 2001 to 26 Aug 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.