Date authorised
1 April 2013
Companies House
02597050
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261
  • Complaints Contact

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giles Mount

    IRN GXM00228

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
  • Grzegorz Dariusz Lukasiewicz

    IRN GDL01058

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Hannah Elizabeth Campbell- Wilson

    IRN HEM01034

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (23 Jul 2018 to 8 Dec 2019)
  • Harveer Sidhu

    IRN HXS00107

    • [FCA CF] Client dealing (11 May 2020 to 31 Dec 2023)
  • Hiren Patel

    IRN HXP00075

    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Ho Man Siu

    IRN HXS00603

    • [FCA CF] Client dealing (since 20 Oct 2025)
  • Ian Williamson

    IRN IXW01271

    • CF30 Customer (16 Jun 2017 to 27 Dec 2017)
  • Iliya William Blazic

    IRN IWB01016

    • CF27 Investment Management (4 Dec 2006 to 15 Aug 2007)
    • CF21 Investment Adviser (4 Dec 2006 to 15 Aug 2007)
  • Imran Mohammad Nasir

    IRN IXN00014

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
  • Iryna Tandura

    IRN IXT00086

    • [FCA CF] Client dealing (since 16 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.