LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Isabelle Brennan

  IRN IXB01335

  • [FCA CF] Client dealing (since 11 Jul 2024)
  • CF30 Customer (24 Feb 2016 to 19 May 2017)
• James Hart

  IRN JXH00425

  • [FCA CF] Client dealing (19 Jun 2020 to 18 Mar 2024)
• James Michael Boyd-Phillips

  IRN JXB00494

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
• James Nicholas Pallett

  IRN JXP00290

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (1 Mar 2022 to 1 Mar 2024)
• James Scott Lyon

  IRN JSL01083

  • SMF1 Chief Executive (14 Oct 2020 to 6 Jan 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2022)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (16 Mar 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (16 Mar 2006 to 30 Sep 2018)
  • CF13 Finance (16 Mar 2006 to 31 Oct 2007)
• Jamie Ukra

  IRN JXU00013

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
• Jan Becker

  IRN JXB04060

  • [FCA CF] Client dealing (since 12 Jun 2025)
• Jeff Adrian Jacobson

  IRN JAJ01037

  • [FCA CF] Material risk taker (10 Jul 2020 to 1 Jan 2021)
  • [FCA CF] Client dealing (10 Jul 2020 to 1 Jan 2021)
  • CF8 Apportionment and Oversight (28 Jun 2002 to 31 Aug 2005)
  • CF3 Chief Executive (28 Jun 2002 to 31 Aug 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Nov 2003)
  • CF1 Director (1 Dec 2001 to 31 Mar 2014)
• Jennifer Gaines

  IRN JXG01975

  • CF30 Customer (13 Jul 2012 to 20 Aug 2019)
• Jessica Marr

  IRN JXM00852

  • [FCA CF] Client dealing (9 Aug 2021 to 28 Sep 2021)

No changes recorded yet.