Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Jul 2020 to 1 Jan 2021)
- [FCA CF] Material risk taker (10 Jul 2020 to 1 Jan 2021)
- CF3 Chief Executive (28 Jun 2002 to 31 Aug 2005)
- CF8 Apportionment and Oversight (28 Jun 2002 to 31 Aug 2005)
- CF1 Director (1 Dec 2001 to 31 Mar 2014)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.