Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LaSalle Investment Management (no longer approved here)

    FRN 179466

    • [FCA CF] Client dealing (10 Jul 2020 to 1 Jan 2021)
    • [FCA CF] Material risk taker (10 Jul 2020 to 1 Jan 2021)
    • CF3 Chief Executive (28 Jun 2002 to 31 Aug 2005)
    • CF8 Apportionment and Oversight (28 Jun 2002 to 31 Aug 2005)
    • CF1 Director (1 Dec 2001 to 31 Mar 2014)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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