LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jindalae Armitage

  IRN JXA00176

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2021)
• John Brian Sullivan

  IRN JXS01150

  • [FCA CF] Material risk taker (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 8 Nov 2022)
• John David Brien

  IRN JXB03873

  • [FCA CF] Client dealing (17 Sep 2024 to 13 Jun 2025)
• John Longworth

  IRN JXL00691

  • [FCA CF] Client dealing (since 20 Jul 2023)
• Jon Hamilton Zehner

  IRN JHZ01002

  • [FCA CF] Client dealing (4 Aug 2023 to 31 Dec 2024)
  • [FCA CF] Manager of certification employee (4 Aug 2023 to 1 Mar 2024)
  • [FCA CF] Material risk taker (4 Aug 2023 to 31 Dec 2024)
  • [FCA CF] Significant management (4 Aug 2023 to 1 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2023)
  • CF1 Director (16 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (2 Jul 2012 to 8 Dec 2019)
• Jonathan Caller Wood

  IRN JCW01085

  • CF30 Customer (1 Nov 2007 to 9 May 2008)
  • CF1 Director (1 Dec 2001 to 9 May 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jonathan Edward Hawkes

  IRN JEH01273

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2023)
  • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
• Jonathan Schogger

  IRN JXS04002

  • [FCA CF] Client dealing (since 18 Jul 2024)
• Jose Alberto Lopez Colmenarejo

  IRN JAL01188

  • CF22 Investment Adviser (Trainee) (23 May 2005 to 31 Aug 2005)
• Julian Michael Agnew

  IRN JMA01068

  • SMF3 Executive Director (13 Oct 2020 to 31 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Oct 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2020)
  • CF1 Director (30 Oct 2012 to 31 Jul 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.