LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Julian Nicholas Miles Taylor

  IRN JNT01027

  • [FCA CF] Manager of certification employee (1 Oct 2020 to 13 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2023)
  • CF30 Customer (30 Jul 2018 to 8 Dec 2019)
• JunBum Park

  IRN JXP00519

  • [FCA CF] Client dealing (27 Oct 2021 to 1 Jun 2023)
  • [FCA CF] Manager of certification employee (27 Oct 2021 to 1 Jun 2023)
  • [FCA CF] Material risk taker (27 Oct 2021 to 1 Jun 2023)
• Justin Brown

  IRN JXB02246

  • CF27 Investment Management (13 Mar 2006 to 18 May 2007)
  • CF21 Investment Adviser (13 Mar 2006 to 18 May 2007)
• Kalpesh Morjaria

  IRN KXM00529

  • [FCA CF] Client dealing (8 Nov 2022 to 6 Oct 2023)
• Karen Gladziszewski Brennan

  IRN KXB18227

  • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 14 Jul 2020)
  • CF1 Director (28 Oct 2019 to 8 Dec 2019)
  • CF3 Chief Executive (28 Oct 2019 to 8 Dec 2019)
• Karim Habra

  IRN KXH01492

  • CF30 Customer (1 Mar 2012 to 1 Jan 2017)
• Katharine Eirwen Hynard

  IRN KXH00157

  • [FCA CF] Client dealing (13 Jun 2022 to 31 Dec 2023)
  • [FCA CF] Manager of certification employee (18 Dec 2020 to 1 May 2021)
• Kathleen Jowett

  IRN KXM02245

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2023)
  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
• Kevin Sing Yue Kong

  IRN KXK00006

  • [FCA CF] Manager of certification employee (1 Mar 2024 to 30 Nov 2025)
  • [FCA CF] Client dealing (3 Oct 2022 to 30 Nov 2025)
• Kgaogelo Jenny Raphasha

  IRN KXR00376

  • [FCA CF] Client dealing (since 6 Jan 2025)

No changes recorded yet.