Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
- [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
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- [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
- CF30 Customer (2 Oct 2014 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
- [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
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- CF30 Customer (27 May 2010 to 21 Sep 2012)
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- CF21 Investment Adviser (13 Mar 2006 to 18 May 2007)
- CF27 Investment Management (13 Mar 2006 to 18 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.