Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (2 Oct 2014 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (27 May 2010 to 21 Sep 2012)
  • LaSalle Investment Management (no longer approved here)

    FRN 179466

    • CF21 Investment Adviser (13 Mar 2006 to 18 May 2007)
    • CF27 Investment Management (13 Mar 2006 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.