LaSalle Investment Management
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
La Salle78 St. James's StreetLondonWestminsterSW1A 1JBUNITED KINGDOM- Phone
- +4402078524261
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Complaints Contact
La Salle78 St. James's StreetLondonWestminsterSW1A 1JBUNITED KINGDOM- Phone
- +4402078524261
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kian Sin Toh
IRN KXT00079
- [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2021)
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Lauren Armstrong
IRN LLA01009
- CF30 Customer (29 Jan 2016 to 10 Jan 2019)
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Laurent Ferret
IRN LXF01169
- CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
- CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
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Lee David Marshall
IRN LDM01031
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (5 Nov 2018 to 8 Dec 2019)
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Leif Skogland
IRN LXS00655
- [FCA CF] Client dealing (since 16 Jul 2024)
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Lili Luizova
IRN LXL00086
- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2022)
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Lisa Barningham
IRN LXB00482
- [FCA CF] Manager of certification employee (21 Jul 2022 to 30 Sep 2025)
- [FCA CF] Client dealing (21 Jul 2022 to 30 Sep 2025)
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Lisa Lebow Kaufman
IRN LXK00170
- SMF3 Executive Director (since 3 Jul 2023)
- [FCA CF] Material risk taker (since 10 May 2023)
- [FCA CF] Client dealing (since 10 May 2023)
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Lois Robertson
IRN LXR00141
- [FCA CF] Client dealing (17 Jun 2021 to 10 Nov 2023)
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Lucinda Anne Liss
IRN LAL01058
- [FCA CF] Material risk taker (9 Dec 2019 to 17 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
- CF30 Customer (8 Aug 2018 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.