LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Luke Michael Hughes

  IRN LXH00463

  • [FCA CF] Client dealing (16 May 2023 to 31 Dec 2023)
• Mahdi Mokrane

  IRN MXM03971

  • CF30 Customer (31 Jan 2016 to 8 Dec 2019)
• Marc Paul Claude Didavi

  IRN MPD01146

  • CF30 Customer (5 Jul 2018 to 8 Dec 2019)
• Marie Lalo

  IRN MXL00175

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2020)
• Mark Jones

  IRN MXJ01089

  • CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2004)
  • CF27 Investment Management (1 Dec 2001 to 15 Nov 2004)
• Mark Nadav Gabbay

  IRN MXG00362

  • [FCA CF] Significant management (since 1 Mar 2023)
  • [FCA CF] Manager of certification employee (since 1 Mar 2023)
  • [FCA CF] Material risk taker (since 6 Jul 2021)
  • [FCA CF] Client dealing (since 6 Jul 2021)
• Mark Reid

  IRN MXR00242

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2023)
• Marta Maria Metsch

  IRN MMB01125

  • SMF16 Compliance Oversight (since 6 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2021 to 2 May 2025)
• Martin Zdravkov

  IRN MIZ01007

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
  • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
• Martyn Gerald McCarthy

  IRN MGM01035

  • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Jan 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 26 Jan 2003)

No changes recorded yet.