Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LaSalle Investment Management (no longer approved here)

    FRN 179466

    • [FCA CF] Client dealing (4 Aug 2023 to 31 Dec 2024)
    • [FCA CF] Significant management (4 Aug 2023 to 1 Mar 2024)
    • [FCA CF] Material risk taker (4 Aug 2023 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (4 Aug 2023 to 1 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2023)
    • CF1 Director (16 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2012 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.