Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 Aug 2023 to 31 Dec 2024)
- [FCA CF] Significant management (4 Aug 2023 to 1 Mar 2024)
- [FCA CF] Material risk taker (4 Aug 2023 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (4 Aug 2023 to 1 Mar 2024)
- SMF3 Executive Director (9 Dec 2019 to 3 Aug 2023)
- CF1 Director (16 Oct 2019 to 8 Dec 2019)
- CF30 Customer (2 Jul 2012 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.