LaSalle Investment Management

Date authorised
1 April 2013
Companies House
02597050
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261
    Web
    https://www.lasalle.com

  • Complaints Contact

    La Salle
    78 St. James's Street
    London
    Westminster
    SW1A 1JB
    UNITED KINGDOM
    Phone
    +4402078524261

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Johnathan Debney

    IRN RJD01173

    • CF30 Customer (1 Nov 2007 to 8 Jun 2018)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
    • CF27 Investment Management (13 Nov 2006 to 31 Oct 2007)
  • Richard Lloyd Craddock

    IRN RLC01070

    • [FCA CF] Manager of certification employee (21 Aug 2020 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • Richard Maple

    IRN RXM00314

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
  • Richard William Cooper

    IRN RWC01074

    • CF21 Investment Adviser (7 Mar 2005 to 10 Apr 2005)
    • CF22 Investment Adviser (Trainee) (30 Apr 2004 to 7 Mar 2005)
    • CF27 Investment Management (30 Apr 2004 to 10 Apr 2005)
  • Robert Barnes

    IRN RXB01946

    • CF30 Customer (1 Mar 2012 to 23 Dec 2013)
  • Robert Courtney Fay

    IRN RXF00096

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Robert Gordon

    IRN RXG01552

    • CF30 Customer (19 Nov 2010 to 26 Jan 2015)
  • Robert Malcolm Naish

    IRN RMN01013

    • CF8 Apportionment and Oversight (1 Dec 2001 to 28 Jun 2002)
    • CF3 Chief Executive (1 Dec 2001 to 28 Jun 2002)
    • CF27 Investment Management (1 Dec 2001 to 28 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
    • CF1 Director (1 Dec 2001 to 28 Jun 2002)
  • Robin Mark James

    IRN RMJ01067

    • [FCA CF] Material risk taker (1 Jul 2021 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (10 Aug 2020 to 11 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2024)
  • Robin Napier Goodchild

    IRN RNG01006

    • CF30 Customer (1 Nov 2007 to 26 May 2017)
    • CF1 Director (1 Dec 2001 to 24 Feb 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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