LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Rosanna Phillips

  IRN RXP00411

  • [FCA CF] Client dealing (since 4 Jul 2022)
  • [FCA CF] Manager of certification employee (4 Jul 2022 to 1 Mar 2024)
• Ruigi Li

  IRN RXL00134

  • [FCA CF] Client dealing (since 1 Sep 2020)
  • [FCA CF] Manager of certification employee (1 Mar 2022 to 1 Mar 2024)
• Ruth McFetridge

  IRN RXM00315

  • [FCA CF] Manager of certification employee (19 Jun 2020 to 4 Sep 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2020)
• Sam Thomas Green

  IRN SXG13105

  • CF30 Customer (2 Apr 2019 to 10 Jul 2019)
• Samer Honein

  IRN SXH00262

  • SMF3 Executive Director (since 16 Feb 2021)
• Sara Louise Feeny

  IRN SXF00161

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
• Sarah Gould

  IRN SXG00890

  • [FCA CF] Significant management (since 3 Mar 2025)
• Shalin Syan

  IRN SXK02156

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Shaun Campbell Reed

  IRN SCR01108

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2021)
  • CF30 Customer (28 Jun 2018 to 8 Dec 2019)
• Simon Nicholas Marx

  IRN SNM01063

  • [FCA CF] Manager of certification employee (1 Mar 2022 to 22 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2022)
  • CF30 Customer (11 Mar 2016 to 8 Dec 2019)

No changes recorded yet.