LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Simon Wilson Marrison

  IRN SWM01074

  • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2020)
  • CF1 Director (1 Jul 2014 to 8 Dec 2019)
  • CF3 Chief Executive (1 Jul 2014 to 28 Oct 2019)
  • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
• Sophie Louise Carruth Vaughan

  IRN SXV00052

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Dec 2021)
• Sophie Simmonds

  IRN SXM02979

  • [FCA CF] Material risk taker (since 31 Dec 2024)
  • [FCA CF] Manager of certification employee (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2020)
  • CF30 Customer (30 Jul 2012 to 8 Dec 2019)
• Stephen Colin Bateman

  IRN SXB00444

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2022)
• Stephen John Spray

  IRN SJS01425

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jan 2023)
  • CF30 Customer (31 Jan 2016 to 8 Dec 2019)
• Stephen Selway

  IRN SXS00428

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2022)
• Steve Xuereb

  IRN SXX00007

  • [FCA CF] Client dealing (since 30 Jan 2023)
  • [FCA CF] Manager of certification employee (30 Jan 2023 to 1 Mar 2024)
• Steven Derek Harmer

  IRN SXH01162

  • [FCA CF] Client dealing (since 1 Mar 2024)
• Stuart Bridge

  IRN SXB00445

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
• Stuart John Richmond-Watson

  IRN SJR01129

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
  • CF1 Director (4 Mar 2011 to 31 Jul 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.