LaSalle Investment Management

• Principal Place of Business

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

  Web

  https://www.lasalle.com

• Complaints Contact

  La Salle

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402078524261

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Susan Jane Lloyd-Hurwitz

  IRN SJL01245

  • CF30 Customer (1 Jul 2010 to 30 Oct 2012)
  • CF1 Director (1 Jul 2010 to 15 Oct 2012)
• Tal Ester Lev Ari

  IRN TXL01100

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jun 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Jun 2022)
• Tatiana Tezel

  IRN TXR01212

  • CF30 Customer (18 Mar 2008 to 26 Aug 2008)
• Thibault Pierre Rene Valla

  IRN TXV00016

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
• Thomas Arthur Clifford Hill

  IRN TAH01106

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2023)
  • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
• Thomas Benjamin Rose

  IRN TBR01002

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
  • CF27 Investment Management (26 Jan 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 26 Jan 2007)
• Thomas Damian Henry

  IRN TDH01062

  • CF30 Customer (23 Jul 2018 to 31 Dec 2018)
• Thomas Richard Lewis

  IRN TRL01037

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Timothy James Sedgwick Frost

  IRN TJF01094

  • [FCA CF] Manager of certification employee (19 Jun 2020 to 31 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (7 Aug 2018 to 8 Dec 2019)
• Tiziana Galassini

  IRN TXG01081

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Mar 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (10 Mar 2015 to 8 Dec 2019)

No changes recorded yet.