Thomas Benjamin Rose

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LaSalle Investment Management (no longer approved here)

    FRN 179466

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
    • CF27 Investment Management (26 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 26 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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