Landmark IFA Limited

• Principal Place of Business

  4 Broad Street

  Stamford

  PE9 1PB

  UNITED KINGDOM

  Phone

  +4401780761313

  Web

  https://www.landmarkifa.co.uk

• Complaints Contact

  4 Broad Street

  Stamford

  PE9 1PB

  UNITED KINGDOM

  Phone

  +4401780761313

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Paul Michael Ross

  IRN PMR00009

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Apr 2009 to 8 Dec 2019)
• Peter John Harry

  IRN PJH00143

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 17 Jun 2020)
  • [FCA CF] Client dealing (since 17 Jun 2020)
• Peter William Oddey

  IRN PWO00001

  • CF1 Director (AR) (2 Apr 2020 to 31 Oct 2022)
  • CF30 Customer (2 Apr 2020 to 31 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 May 2023)
• Philip James Tordoff

  IRN PJT01188

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 May 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (17 Aug 2015 to 8 Dec 2019)
• Raymond Clive Martin

  IRN RCM00011

  • SMF3 Executive Director (9 Dec 2019 to 18 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jun 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jun 2024)
  • Responsibility for MCD Intermediation (8 Feb 2016 to 4 Jun 2024)
  • CF1 Director (1 Feb 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
• Richard Godfrey Tyner

  IRN RGT00011

  • CF30 Customer (2 Apr 2009 to 30 Dec 2009)
• Richard Johnson

  IRN RXJ00026

  • CF30 Customer (1 Jun 2011 to 15 Mar 2016)
• Ricky Daniels

  IRN RXD01243

  • [FCA CF] Manager of certification employee (since 3 Nov 2025)
• Robert Charles Berwick

  IRN RXB00207

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
• Robin Gary Peace

  IRN RGP00004

  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • SMF16 Compliance Oversight (since 1 Jun 2024)
  • Responsible for Insurance Distribution (since 1 Jun 2024)
  • [FCA CF] Manager of certification employee (since 12 Jan 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (31 Mar 2016 to 8 Dec 2019)
  • CF30 Customer (3 Dec 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Aug 2005 to 10 Aug 2007)
  • CF10 Compliance Oversight (4 Aug 2005 to 10 Aug 2007)
  • CF21 Investment Adviser (22 Mar 2004 to 29 Dec 2006)

• Morgan Pettefar Financial Limited (no longer appointed)

  FRN 920940 · Appointed 10 Feb 2020 · Until 6 Feb 2023

• Brackenbury (IFA) Limited (no longer appointed)

  FRN 176750 · Appointed 25 May 2016 · Until 23 Mar 2018

• Trigon Financial Solutions Ltd (no longer appointed)

  FRN 520938 · Appointed 14 Mar 2013 · Until 2 Sep 2015

No changes recorded yet.