Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BBI FINANCIAL PLANNING LIMITED
FRN 652403
- SMF16 Compliance Oversight (since 11 Aug 2025)
- Responsible for Insurance Distribution (since 11 Aug 2025)
- SMF3 Executive Director (since 11 Aug 2025)
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Landmark IFA Limited
FRN 225538
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF16 Compliance Oversight (since 1 Jun 2024)
- Responsible for Insurance Distribution (since 1 Jun 2024)
- [FCA CF] Manager of certification employee (since 12 Jan 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (31 Mar 2016 to 8 Dec 2019)
- CF30 Customer (3 Dec 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Aug 2005 to 10 Aug 2007)
- CF10 Compliance Oversight (4 Aug 2005 to 10 Aug 2007)
- CF21 Investment Adviser (22 Mar 2004 to 29 Dec 2006)
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- CF30 Customer (2 Dec 2011 to 2 Dec 2012)
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- (5)Employed By (14 Dec 2007 to 2 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 23 Jun 2008)
- CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.