BBI FINANCIAL PLANNING LIMITED

Date authorised
1 September 2015
Companies House
07751182
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Court House
    191 High Road
    South Woodford
    London
    E18 2QF
    UNITED KINGDOM
    Phone
    +442085592111
    Web
    https://www.bbifp.com

  • Complaints Contact

    The Old Court House
    191 High Road
    South Woodford
    London
    E18 2QF
    UNITED KINGDOM
    Phone
    +442085592111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Consumer Loans

    Show 1 limitation
    • · 'Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement'

  • Loan Servicing

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Peter Wales

    IRN APW00007

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Nov 2024)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Sep 2015 to 8 Dec 2019)
  • Charlotte Curd

    IRN CXC06974

    • CF30 Customer (6 Oct 2018 to 8 Dec 2019)
  • David John Skinner

    IRN DJS00114

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Aug 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Aug 2025)
    • Responsible for Insurance Mediation (1 Sep 2015 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Sep 2015 to 8 Dec 2019)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
  • Kate Arrowsmith

    IRN KSA01035

    • SMF3 Executive Director (since 11 Aug 2025)
  • Martin Clark

    IRN MXC00160

    • SMF3 Executive Director (since 11 Aug 2025)
  • Peter Thomas French

    IRN PTF00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
  • Philip James Tordoff

    IRN PJT01188

    • SMF3 Executive Director (since 11 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2025)
  • Robin Gary Peace

    IRN RGP00004

    • SMF3 Executive Director (since 11 Aug 2025)
    • SMF16 Compliance Oversight (since 11 Aug 2025)
    • Responsible for Insurance Distribution (since 11 Aug 2025)
  • Trevor Poulter

    IRN TXP00007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Aug 2025)
    • CF11 Money Laundering Reporting (1 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.