Trevor Poulter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BBI FINANCIAL PLANNING LIMITED

    FRN 652403

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Aug 2025)
    • CF1 Director (1 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
  • Jensten Insurance Brokers (London & SE) Limited (no longer approved here)

    FRN 117991

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 23 Nov 2023)
    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2008)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (25 Feb 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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