Laithwaite Financial Services Limited

Date authorised
1 April 2013
Companies House
04746423
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Forge
    101 Robin Hood Road
    Knaphill
    Woking
    Surrey
    GU21 2LS
    UNITED KINGDOM
    Phone
    +4401483489895
    Web
    https://www.laithwaiteifa.co.uk

  • Complaints Contact

    The Forge
    101 Robin Hood Road
    Knaphill
    Woking
    Surrey
    GU21 2LS
    UNITED KINGDOM
    Phone
    +4401483489895

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Martin Newnham

    IRN RMN00001

    • CF21 Investment Adviser (16 Dec 2003 to 31 Jul 2004)
  • Robert Edward John Sutton

    IRN RES01084

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • Sian Margaret MacInnes

    IRN SMN00011

    • CF30 Customer (12 May 2009 to 31 Aug 2011)
  • Susanna Catharina Maria Robinson

    IRN SCR01046

    • CF1 Director (1 Aug 2003 to 2 Mar 2007)
    • CF21 Investment Adviser (1 Aug 2003 to 1 Aug 2006)
  • Timothy Charles Framp

    IRN TCF00005

    • CF30 Customer (1 Jan 2011 to 1 Jul 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.