L Catterton UK Advisors Limited

Date authorised
31 July 2017
Companies House
09393577
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor Belgrave House
    76 Buckingham Palace Road
    London
    SW1W 9TQ
    UNITED KINGDOM
    Phone
    +4402030113000
    Web
    https://www.lcatterton.com

  • Complaints Contact

    Belgrave House
    76 Buckingham Palace Road
    London
    SW1W 9TQ
    UNITED KINGDOM
    Phone
    +4402030113000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eduardo Velasco

    IRN VXE01068

    • SMF3 Executive Director (9 Dec 2019 to 7 Jun 2021)
    • CF1 Director (31 Jul 2017 to 8 Dec 2019)
  • Jean-Philippe Barade

    IRN JXB01719

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2023)
    • CF10 Compliance Oversight (31 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Jul 2017 to 8 Dec 2019)
    • CF3 Chief Executive (31 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (31 Jul 2017 to 8 Dec 2019)
    • CF1 Director (31 Jul 2017 to 8 Dec 2019)
  • Maria Leonor Das Neves Murta Ladeira

    IRN MLD01055

    • CF30 Customer (31 Jul 2017 to 8 Dec 2019)
  • Miray Topay Moran

    IRN MXT02252

    • SMF16 Compliance Oversight (since 13 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Sep 2024)
    • SMF1 Chief Executive (since 13 Sep 2024)
  • Nicolas Vincent Desbois

    IRN NVD01007

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (31 Jul 2017 to 8 Dec 2019)
  • Philippe Franchet

    IRN PXF01478

    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2021)
    • CF1 Director (31 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.