Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • L Catterton UK Advisors Limited (no longer approved here)

    FRN 771537

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (31 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Jul 2017 to 8 Dec 2019)
    • CF1 Director (31 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Jul 2017 to 8 Dec 2019)
    • CF3 Chief Executive (31 Jul 2017 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (3 Sep 2008 to 28 Jul 2013)
  • Permira Advisers LLP (no longer approved here)

    FRN 196595

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (6 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2002 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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