Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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L Catterton UK Advisors Limited
FRN 771537
- SMF1 Chief Executive (since 13 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Sep 2024)
- SMF16 Compliance Oversight (since 13 Sep 2024)
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- [FCA CF] Material risk taker (1 Mar 2022 to 31 Dec 2023)
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
- CF4 Partner (1 Aug 2016 to 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.