KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter David Skinner

  IRN PDS01096

  • CF30 Customer (8 Jun 2011 to 31 Dec 2012)
• Peter Fraser Donaldson

  IRN PFD00002

  • [FCA CF] Manager of certification employee (since 16 Mar 2026)
• Peter John Gabbett

  IRN PJF00034

  • CF30 Customer (1 Dec 2013 to 7 May 2014)
• Philip George Watson

  IRN PGW00023

  • [FCA CF] Client dealing (1 Aug 2022 to 15 May 2024)
  • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 15 May 2024)
• Philip Swinney

  IRN PXS00027

  • [FCA CF] Client dealing (11 Jun 2022 to 31 May 2024)
  • [FCA CF] Functions requiring qualifications (11 Jun 2022 to 31 May 2024)
• Ray Shepherd

  IRN RAS00042

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
  • CF30 Customer (20 Jul 2019 to 8 Dec 2019)
• Rebecca Anne Mattingley

  IRN RAP01205

  • [FCA CF] Client dealing (5 Aug 2021 to 2 Jan 2026)
  • [FCA CF] Functions requiring qualifications (5 Aug 2021 to 2 Jan 2026)
• Richard Andrew Gross

  IRN RAG01072

  • CF30 Customer (21 Sep 2015 to 20 Sep 2018)
• Richard Bernstein

  IRN RXB02710

  • SMF3 Executive Director (5 Jun 2020 to 25 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2020 to 25 May 2023)
  • SMF16 Compliance Oversight (5 Jun 2020 to 25 May 2023)
• Richard Michael Bell

  IRN RMB00028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2022)
  • [FCA CF] Client dealing (since 22 Jul 2022)

No changes recorded yet.