Richard Andrew Gross

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Church's Financial Planning Limited

    FRN 160494

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF30 Customer (21 Sep 2015 to 20 Sep 2018)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • CF21 Investment Adviser (2 Oct 2003 to 26 Mar 2004)
    • CF22 Investment Adviser (Trainee) (27 Feb 2002 to 2 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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