KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jade Rose

  IRN JXR14947

  • [FCA CF] Functions requiring qualifications (9 Sep 2022 to 23 Jan 2024)
  • [FCA CF] Client dealing (9 Sep 2022 to 23 Jan 2024)
• James Daniel Foston

  IRN JXF00131

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 13 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 13 Mar 2025)
• James Watson

  IRN JAW01278

  • [FCA CF] Client dealing (11 Jun 2022 to 14 Mar 2024)
  • [FCA CF] Functions requiring qualifications (11 Jun 2022 to 14 Mar 2024)
• Jamie PARKER

  IRN JXP02498

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2025)
  • [FCA CF] Client dealing (since 22 Apr 2025)
• Jeffrey Grantham

  IRN JXG00115

  • [FCA CF] Client dealing (9 Jun 2022 to 8 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Jun 2022 to 8 Apr 2024)
  • SMF3 Executive Director (12 Apr 2021 to 16 Oct 2023)
• Jeffrey Hodgetts

  IRN JCH01220

  • CF30 Customer (2 Jun 2014 to 30 Apr 2015)
• Jeremy Andrew Christopher

  IRN JAC00073

  • CF30 Customer (20 Jul 2019 to 8 Dec 2019)
• Jessica McGuigan

  IRN JXM08118

  • [FCA CF] Functions requiring qualifications (7 Jun 2022 to 30 Jun 2025)
  • [FCA CF] Client dealing (7 Jun 2022 to 30 Jun 2025)
• Jillian Anne Cave

  IRN JAH00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 23 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 23 Oct 2023)
• Joann Mackreth

  IRN JXM00444

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Feb 2025)
  • [FCA CF] Client dealing (since 12 Feb 2025)

No changes recorded yet.