KROLL SECURITIES LTD.

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FRN: 466588
Date authorised: 1 April 2013
Companies House: 06029386
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

The News Building, Level 6

3 London Bridge Street

London

SE1 9SG

UNITED KINGDOM

Phone

+4402070890927

Web

https://www.kroll.com
Complaints Contact

The News Building, Level 6

3 London Bridge Street

London

SE1 9SG

UNITED KINGDOM

Phone

+4402070890927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Gregory Ridgway Myers
IRN GRM01104
- CF1 Director (AR) (11 Oct 2022 to 27 Jul 2023)
- CF30 Customer (11 Oct 2022 to 27 Jul 2023)
Guillaume Charles André Staal
IRN GXS00396
- CF30 Customer (3 Feb 2022 to 29 Dec 2023)
Gunjal Pradeep Patel
IRN GPP01026
- [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2025)
- CF30 Customer (26 Jan 2015 to 8 Dec 2019)
Guy Edward Sochovsky
IRN GES01049
- CF1 Director (AR) (since 15 Feb 2021)
- CF30 Customer (since 15 Feb 2021)
- CF30 Customer (14 Nov 2019 to 4 Sep 2020)
- CF1 Director (AR) (14 Nov 2019 to 4 Sep 2020)
Guy Kirkpatrick Perkins
IRN GXP00350
- CF4 Partner (AR) (since 5 Mar 2024)
- CF30 Customer (since 5 Mar 2024)
Hamish Vasant Shah
IRN HVS01004
- [FCA CF] Client dealing (since 5 Nov 2024)
Hanel Basant Baveja
IRN HXB00273
- CF30 Customer (since 20 Jun 2023)
Hasan Waqar Raza
IRN HXR00166
- CF30 Customer (16 Dec 2022 to 24 Mar 2026)
- CF1 Director (AR) (16 Dec 2022 to 24 Mar 2026)
Hayel Nabil Hayel Saeed Anam
IRN HXS00551
- CF30 Customer (since 1 Jul 2025)
- CF1 Director (AR) (since 1 Jul 2025)
Hemant Kumar Grover
IRN HKG01007
- CF30 Customer (20 Mar 2018 to 22 May 2019)
- CF1 Director (AR) (20 Mar 2018 to 22 May 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Lord Abbett (UK) Ltd. (no longer appointed)
FRN 783356 · Appointed 4 Jul 2017 · Until 1 Aug 2022
Adelpha Network Ltd (no longer appointed)
FRN 777604 · Appointed 27 Apr 2017 · Until 30 Apr 2018
Emona Capital LLP (no longer appointed)
FRN 777602 · Appointed 27 Apr 2017 · Until 23 Apr 2020 · Tied agent
Emerald Capital Advisors Limited (no longer appointed)
FRN 777605 · Appointed 27 Apr 2017 · Until 15 Apr 2019
Warwick Partners Limited (no longer appointed)
FRN 776862 · Appointed 19 Apr 2017 · Until 12 May 2017 · Tied agent
WElink Energy (U.K.) Limited (no longer appointed)
FRN 771366 · Appointed 10 Feb 2017 · Until 26 Apr 2017
Mayfair Capital Markets Limited (no longer appointed)
FRN 768029 · Appointed 22 Dec 2016 · Until 18 Jun 2018
Abercross Holdings Limited (no longer appointed)
FRN 766337 · Appointed 5 Dec 2016 · Until 13 Feb 2018
ZZ Capital International (UK) Limited (no longer appointed)
FRN 762714 · Appointed 25 Oct 2016 · Until 3 Jul 2018
Mayer Park Capital Limited (no longer appointed)
FRN 759596 · Appointed 30 Sep 2016 · Until 2 Feb 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.