KROLL SECURITIES LTD.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
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Complaints Contact
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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MAXIME MARIE VINCENT de BENTZMANN
IRN MXD00383
- CF30 Customer (9 Dec 2021 to 23 May 2022)
- CF1 Director (AR) (29 Sep 2021 to 23 May 2022)
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Mahmood Sultan Noorani
IRN MSN01018
- CF30 Customer (20 Mar 2018 to 22 May 2019)
- CF1 Director (AR) (20 Mar 2018 to 22 May 2019)
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Malcolm Ian Goddard
IRN MIG01009
- CF4 Partner (AR) (12 Jan 2017 to 1 Jun 2017)
- CF30 Customer (12 Jan 2017 to 1 Jun 2017)
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Mantas Beivydas
IRN MXB00888
- CF30 Customer (13 Oct 2022 to 26 Sep 2023)
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Manuj Sarpal
IRN MXS92156
- CF30 Customer (16 Dec 2020 to 31 Aug 2022)
- CF1 Director (AR) (1 Sep 2020 to 31 Aug 2022)
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Marc Andre Fuhrmann
IRN MAF01224
- CF1 Director (AR) (18 May 2022 to 12 Oct 2023)
- CF30 Customer (8 Nov 2021 to 31 Dec 2023)
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Maria Katarina Lydia Orlowski
IRN MXO00222
- CF4 Partner (AR) (since 30 Jan 2023)
- CF30 Customer (since 30 Jan 2023)
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Marianne Lucy Cartwright-Hignett
IRN MXC28056
- CF30 Customer (31 Jan 2020 to 4 Jan 2021)
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Marie-Louise O'Callaghan
IRN MXO00224
- CF30 Customer (22 Feb 2023 to 15 Aug 2025)
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Mark Coombs
IRN MXC02710
- CF30 Customer (since 19 Apr 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Nexus Investment Partners LLP (no longer appointed)
FRN 802428 · Appointed 21 Feb 2018 · Until 20 Dec 2018
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Waha Capital International LLP (no longer appointed)
FRN 792836 · Appointed 31 Oct 2017 · Until 25 Jun 2019
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Jensen Capital Partners Ltd. (no longer appointed)
FRN 792174 · Appointed 23 Oct 2017 · Until 11 Oct 2018 · Tied agent
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Origami Capital Partners UK LLP (no longer appointed)
FRN 624539 · Appointed 1 Sep 2017 · Until 31 Aug 2018 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.