Malcolm Ian Goddard

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zetland Capital Partners LLP (no longer approved here)

    FRN 769459

    • SMF27 Partner (9 Dec 2019 to 1 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2023)
    • CF4 Partner (2 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (5 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jun 2017 to 8 Dec 2019)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF4 Partner (AR) (12 Jan 2017 to 1 Jun 2017)
    • CF30 Customer (12 Jan 2017 to 1 Jun 2017)
  • Zetland Capital Partners LLP (no longer approved here)

    FRN 758932

    • Employed By (12 Jan 2017 to 1 Jun 2017)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.