Mahmood Sultan Noorani

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF1 Director (AR) (20 Mar 2018 to 22 May 2019)
- CF30 Customer (20 Mar 2018 to 22 May 2019)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (23 Mar 2015 to 6 Mar 2016)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (23 Mar 2015 to 6 Mar 2016)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (24 Dec 2013 to 1 Sep 2014)
Napier Park Global Capital Ltd (no longer approved here)
FRN 541427
- CF30 Customer (4 Jul 2011 to 20 Sep 2013)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (12 Feb 2002 to 9 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.