KROLL SECURITIES LTD.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
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Complaints Contact
The News Building, Level 63 London Bridge StreetLondonSE1 9SGUNITED KINGDOM- Phone
- +4402070890927
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Charles Kerr Beatty
IRN CXB00911
- CF30 Customer (4 Apr 2024 to 28 Feb 2025)
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Charles Lawrence Somerset Clarke
IRN CXC38275
- CF1 Director (AR) (13 Jun 2023 to 18 Feb 2025)
- CF30 Customer (13 Jun 2023 to 18 Feb 2025)
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Charles Max Skevas McGarraugh
IRN CMM01174
- CF30 Customer (since 2 Nov 2023)
- CF1 Director (AR) (since 2 Nov 2023)
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Charles Michael Dowds
IRN CMD01068
- CF30 Customer (since 2 Aug 2022)
- CF1 Director (AR) (since 2 Aug 2022)
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Charles Murray Lynedoch Williams
IRN CXW00585
- CF30 Customer (22 Aug 2023 to 6 Oct 2023)
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Charles Richard Stansby Walder
IRN CRW01118
- CF30 Customer (24 Feb 2012 to 16 May 2013)
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Charlotte Elin Sofia Henderson
IRN CEH01104
- CF30 Customer (24 Jan 2020 to 4 Jan 2021)
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Charlotte Gornall
IRN CXG00675
- CF30 Customer (since 28 Feb 2026)
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Charlotte Kabla
IRN CXK14492
- CF30 Customer (since 26 Jun 2023)
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Charlotte Lindy Louise Rogers
IRN CLR01028
- CF4 Partner (AR) (3 May 2019 to 7 Oct 2019)
- CF30 Customer (29 Jan 2019 to 7 Oct 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Nexus Investment Partners LLP (no longer appointed)
FRN 802428 · Appointed 21 Feb 2018 · Until 20 Dec 2018
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Waha Capital International LLP (no longer appointed)
FRN 792836 · Appointed 31 Oct 2017 · Until 25 Jun 2019
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Jensen Capital Partners Ltd (no longer appointed)
FRN 792174 · Appointed 23 Oct 2017 · Until 11 Oct 2018 · Tied agent
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Origami Capital Partners UK LLP (no longer appointed)
FRN 624539 · Appointed 1 Sep 2017 · Until 31 Aug 2018 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.