Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (13 Jun 2023 to 18 Feb 2025)
    • CF1 Director (AR) (13 Jun 2023 to 18 Feb 2025)
  • Prelude Capital (UK) Ltd (no longer approved here)

    FRN 997711

    • (1)Employed By (13 Jun 2023 to 18 Feb 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Functions requiring qualifications (29 Jan 2021 to 1 Jun 2022)
    • [FCA CF] Client dealing (9 Nov 2017 to 1 Jun 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Functions requiring qualifications (29 Jan 2021 to 1 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (9 Nov 2017 to 29 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.