Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Jane McCormick

    IRN EJM01123

    • CF8 Apportionment and Oversight (20 Nov 2012 to 22 Mar 2016)
    • CF4 Partner (20 Nov 2012 to 22 Mar 2016)
  • Emma Bridget Barnes

    IRN EBB01026

    • [FCA CF] Client dealing (1 Dec 2022 to 5 Dec 2024)
  • Emma Cartwright

    IRN EXC01132

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 24 Jan 2005)
  • Emma Jayne Skedgel

    IRN EJS00017

    • CF30 Customer (27 Feb 2020 to 26 Oct 2020)
  • Emma-Jane Crossman-Nobbs

    IRN EEC01009

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (11 Jan 2011 to 4 Jan 2017)
  • Eoin Broderick

    IRN EXB00560

    • [FCA CF] Client dealing (since 26 Nov 2025)
  • Euan Scott Thompson Tait

    IRN EST01017

    • CF30 Customer (8 Aug 2014 to 17 Feb 2017)
  • Farhaz Magan

    IRN FAM01080

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (25 Oct 2017 to 8 Dec 2019)
  • Fasih Rehman

    IRN FXR01079

    • CF23 Corporate Finance Adviser (12 Feb 2004 to 13 Jun 2005)
  • Faye Clark

    IRN FXM01766

    • CF30 Customer (20 Feb 2020 to 26 Oct 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.