Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 24 Sep 2024)
  • KPMG LLP

    FRN 210513

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (11 Jan 2011 to 4 Jan 2017)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.