KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Finlay Stuart Ross

    IRN FSR00006

    • CF21 Investment Adviser (30 Apr 2002 to 31 Dec 2005)
  • Fiona Robinson

    IRN FXR01053

    • CF21 Investment Adviser (30 Apr 2002 to 17 Aug 2006)
  • Fran Leng

    IRN FXL01050

    • CF30 Customer (1 Nov 2007 to 22 May 2008)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Francis Herlihy

    IRN FXH01073

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 8 Apr 2004)
  • Francis James Mackay

    IRN FJM01042

    • CF8 Apportionment and Oversight (30 Apr 2002 to 12 Sep 2003)
    • CF4 Partner (30 Apr 2002 to 12 Sep 2003)
    • CF21 Investment Adviser (30 Apr 2002 to 30 Sep 2006)
  • Frank Joseph Patrick Carter

    IRN FJC01026

    • CF30 Customer (1 Nov 2007 to 17 Feb 2017)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Gaetano Di Piazza

    IRN GXD01220

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 20 Sep 2002)
  • Gareth Davies

    IRN GXD00261

    • [FCA CF] Client dealing (1 Dec 2021 to 10 Jun 2024)
  • Gareth Rees Smith

    IRN GXR01183

    • CF30 Customer (1 Nov 2007 to 16 Oct 2008)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Gary Dainton

    IRN GXD01219

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.