KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Gary Neil Soar

  IRN GXS14403

  • CF30 Customer (20 Feb 2020 to 26 Oct 2020)
• Gary Paul Davies

  IRN GPD01028

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 27 Dec 2002)
• Gavin Geminder

  IRN GXG01170

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Jun 2002)
• Gavin Quantock

  IRN GXQ01032

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (13 Feb 2019 to 8 Dec 2019)
• Gemma Gardner

  IRN GXG08827

  • [FCA CF] Client dealing (1 Dec 2021 to 20 Nov 2023)
  • CF30 Customer (29 Nov 2018 to 8 Dec 2019)
• Gemma Legg

  IRN GXL00205

  • [FCA CF] Client dealing (1 Dec 2021 to 31 Jul 2023)
• Geoffrey David Worrall

  IRN GDW01050

  • CF23 Corporate Finance Adviser (8 Oct 2004 to 1 Mar 2006)
• George Edward Fowler

  IRN GEF01002

  • CF30 Customer (20 Feb 2020 to 26 Oct 2020)
• George Hay

  IRN GXH22443

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (25 Oct 2019 to 8 Dec 2019)
• George Steven Traub

  IRN GST01023

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 17 Jan 2003)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.